AUM CAPITAL (Your trust is our wealth)

our company

With a strong intellectual base coupled with an un-parallel bouquet of products and services, AUM Capital has emerged as the preferred advisor for the discerning customer. The 360 degree approach to address customer needs has cemented relationships with corporate and institutional client franchise. Incorporated in 2005, AUM Cap is headquartered in Kolkata with branches across India.

We, at AUM, strive to maximize the value we bring to our Customers and Business Partners through committed and excellent service operations. We have an array of Financial Products and Services alongwith an efficient manpower who are always up and working to create maximum advantage for our customers and business partners. Thus, we endeavour to make Fair Dealing a core practice in everything we do, complementing our Motto – “Your Trust is Our Wealth”.

Our offerings span across Wealth Management, Equity Broking, International Finance, Trade Finance,Insurance Broking & Commodity Broking By Subsidiary, Etc. and provide a holistic solution for the client.

With exclusive services in the securities business, we provide a full spectrum of services to all our clients and financial intermediaries. Its sales people, research analysts provide unique products and premier facilitation. We provide product innovation, research and advice, and comprehensive access to the worlds’ capital markets.

Leadership
Corporate Governance
Media & Acknowledgement

Director

Mr. Aditya Vikram Choudhary Mr. Choudhary comes to the Board with a varied and successful Financial background. Currently, Mr. Choudhary is responsible for developing our Wealth Management and HNI businesses at AUM Capital. Aditya was heavily involved in his family business of Jute, Tea and Textiles.

Chairman

Mr. Bijay Krishna Datta Ex-Executive Director of UCO bank. 45 years of global experience, spanning multiple roles and geographies. Played an important role in implementation of UCO Bank's turn around strategy and was also the major force behind the maiden IPO of UCO Bank in 2004. Held the position of Nominee Director representing Govt. of India in the Board of Industrial Investment Bank of India (IIBI). A prolific writer in the fields of banking and finance, with many articles being published in national news papers and magazines.

Managing Director

Mr. Dinesh Jain Mr. Jain is classic Entrepreneur who over the past 40 years has led many successful businesses in India, in the financial space and other growing sectors. Mr. Jain has been involved in Indian capital markets and asset trading since the very moments of the inceptions of these activities in India. He pioneered many businesses that are now standard fare. In his role with AUM Capital Mr. Jain brings his vast financial experience coupled with a greater role to guide the business while ensuring responsibility, transparency, honesty, mentoring, and ensuring client goodwill.A learner for life, his quest for knowledge has driven him to explore various fields and he has added several educational accolades to his name which includes Ph.D, FCA, ACS, ACMA, IFRS, M.Com., MA, LLB, CFP, MBA and DHR.

Executive Director

Mr. Vaibhav Jain A Xavierian and a Company Secretary degree holder, Finance comes naturally to Vaibhav. He got through the Best Commerce colleges of India including SRCC & St. Stephens, but he chose to study in Kolkata to join his father at AUM Capital. Being the son of a Finance trouper was never easy, it came with high expectations and even higher responsibility but he impressed everyone with his sheer humility & professional accomplishments. Due to his youthful enthusiasm, passion and dream to achieve big at early age, he now serves as the youngest Director of the company and managing the office at Mumbai-the Financial Capital of India. He has been instrumental in shaping AUM’s strategy and aligning it with the future business landscape with a dream to take the company to newer heights.

Regional Head (South) - Broking

Mr.Anil Kr Jain
Mr. Anil heads the Bangalore branch as well as Broking segment in the Southern region. With an experience of more than 20 years, he has been a stalwart in his field.

Compliance Officer

Mr.C.K.Jain
Heading Secretarial, Legal & Compliance department of AUM Group since last 9 years. He is BCom, FCMA (Fellow Member of The Institute of Cost Accountants of India), LLB and ACS. He is having more than 29 years experience with versatile knowledge in various fields.

Director - AUM Bima Suraksha Broking Pvt. Ltd.

Mr.Gautam Kanjilal
A person who has a work experience of 41 years out of which last 17 years is in insurance sector. Earlier worked with Mcleod Russel (I) Ltd and subsequently in insurance sector. He has served as Country Head for Life insurance vertical in one leading Insurance Broking co. He has vast knowledge & experience in General Insurance as well as in Life Insurance.

National Head, Loan Syndication

Mr.Jitendra Jain
A senior Finance professional with more than 25 years of experience in the field of Corporate Finance, Mr. Jain is heading the Loan Syndication and Project Finance segment at AUM. His previous employers include Allahabad Bank, Reliance Capital Mutual Fund, Radico Khaitan, GMR Group and Welspun Enterprises Ltd., where he has held very senior positions such as CFO and President – Finance.

National Head - Provident Fund Investments

Mr.Kamal Rampuria
Associated with AUM Capital for the past 22 years, Mr. Kamal Rampuria has risen through the ranks at AUM. Through hard-work, analytical decision making and critical thinking ability, he has established himself as a stalwart in the industry.

National Head - Wealth Management

Mr.Mahesh Agarwal
With an experience of more than 20 years in the field of Wealth Management, Fixed Income and Financial Advisory, Mr. Mahesh has rightfully built up his reputation as one of the most revered leaders in this space. Being a member of the AUM family from the beginning, Mahesh has played an instrumental role in shaping AUM Capital’s strategy and aligning it with the future business landscape.

Co-National Head, Wealth

Mr.Mukesh Kochar
Being a part of AUM Family for more than 20 years, Mr. Kochar has risen through the ranks, now heading the Wealth department for the Eastern and Northern regions. His deal execution, team co-ordination and vast sea of knowledge in the field of Money management has earned him and the Company various plaudits over the years. He possesses deep expertise in the field of Mutual Funds and Asset Allocation.

National Head - Trade Finance

Mr.Praveen Jain
A Xavierian from Kolkata and MBA from ICFAI Hyderabad, Praveen also has an FRM degree up his sleeve. Specializes in Finance, he has been taking care of Trade Finance business in AUM since 8 years now.

Director - AUM Bima Suraksha Broking Pvt. Ltd.

Mr.Rajeev Sogani
"Mr. Rajeev Sogani is the Director of AUM Bima Suraksha Broking Pvt Ltd. An experienced veteran in the Financial services field, Mr. Sogani heads the Life insurance segment at AUM Bima. He has done various courses from the leaders of Financial and Marketing Experts like Stephen Cove, Shiv Khera & Ram Charan. In his past assignments, he was the ED at Dynamic Equities Pvt Ltd, heading their franchisee business and acting as all-India branch supervisor."

Head Of Research

Mr.Rajesh Agarwal
A post graduate in commerce from Calcutta University, he has gained wide experience in the last 22 years. Prior to joining Aum Capital, he has gained in depth knowledge of the Financial Markets while working with Capital Market Publishers, Lohia Securities, CD Equisearch & Eastern Financiers. As head of the Equity Research Wing, he appears regularly as Guest Analyst at CNBC, CNBC Awaaz, CNN-IBN, NDTV Profit, Zee Business, Bloomberg TV, ET Now etc. apart from which his views are often published in almost all the leading financial publications.

National Head - Broking

Mr.Rajesh Jain
"Mr. Rajesh is one of the founding member at AUM Capital. Associated with the financial ecosystem for more than 25 years, he has been involved across all segments of AUM. Mr. Jain possesses rich experience in Equity & Fixed Income broking, Wealth advisory and Portfolio planning/execution."

PRINCIPAL OFFICER

Mr.Sandeep Kankaria
Mr. Sandeep Kankaria is the Director of AUM Bima Suraksha Broking Pvt. Ltd. Having more than 15 years of experience in this Industry, Mr. Kankaria has established a strong goodwill and foothold given his expertise in Claims settlement. Having completed his training from NIA, Pune, Mr. Kankaria possesses deep knowledge about the Insurance sector and caters to handles renowned Corporate clientele.

VP - Finance & Operations

Mr.Sanjay Bajaj
Mr. Bajaj is a Fellow Chartered Accountant having more than 20 years of experience in financial market. Previously he was associated with S.R.Batliboi & Co. and has good exposure of accounts, audit and treasury operations.

National Head - Fixed Income

Mr.Sanjay Jain
Mr. Sanjay is a stalwart in the Fixed Income broking space. Based out of Mumbai, he is also the Branch Head and oversees the Branch operations across various verticals. With contacts across all major Institutions and Corporate treasuries, Mr. Jain has leveraged his years of experience to provide best-in-class service to Clients at the most cost-effective rates.

AUM Capital is committed to upholding the highest standards of corporate governance and ethical conduct.

The Board of Directors and the Managing Director, ensure adherence of the firm to the Corporate Governance Best Practices.

The Board of Directors at AUM Capital recognize the importance of corporate governance practices that help ensure an environment of effective oversight and strong accountability.

The Board of Directors take the responsibility to ensure improvement and building of the company's strong corporate governance practices. It aims at providing oversight of the company's affairs in order to maintain the strong governance practices the company follows.

Governance

All employees are expected to report any kind of crime, violation of law and breach of trust by another employee or agent of the company.

Confidentiality of Information

It is the responsibility of every employee to protect all business related information relating to customer or company.

Company Assets

All employees are expected to properly care for and protect company property and assets, which should be used for legitimate business purposes only.

Compliance of Law

Every employee is expected to comply with applicable law and government regulations. All records and reports are to be prepared accurately and retained in accordance with applicable requirements. Those acting on behalf of AUM have a general duty to conduct themselves in a manner that will maintain and strengthen the public's trust and confidence in the integrity of AUM and take no actions incompatible with their obligations.

With regard to professional conduct, those acting on behalf of AUM should practice:

To pay attention to personal grooming and adhere to the decent clothing.
To maintain a healthy work environment, substance abuse , or selling, manufacturing, distributing, possessing, using or being under the influence of illegal drugs and alcohol while at work is absolutely prohibited.
Possessing and using of firearms/weapons and ammunition while at work is absolutely prohibited.
The company policy prohibits harassment of any kind, including harassment based on pregnancy, childbirth, race, colour, religion, gender identity, medical condition, age, sexual orientation, or any other basis protected by law.
Integrity by maintaining an ongoing dedication to honesty and responsibility;
Trustworthiness by acting in a reliable and dependable manner;
Even handedness by treating others with impartiality;
Respect by treating others with civility and decency;
Stewardship by exercising custodial responsibility for AUM's material assets and resources;
Compliance by following laws and regulations and AUM's policies and procedures related to their duties and responsibilities;
Confidentiality by protecting the integrity and security of AUM's information;
Reporting any activity reasonably believed to violate laws or regulations or AUM's policies or procedures.

Media & Acknowledgements

Mr. Bijay Krishna Datta

Chairman

Ex-Executive Director of UCO bank.
45 years of global experience, spanning multiple roles and geographies.
Played an important role in implementation of UCO Bank's turn around strategy and was also the major force behind the maiden IPO of UCO Bank in 2004.
Held the position of Nominee Director representing Govt. of India in the Board of Industrial Investment Bank of India (IIBI).
A prolific writer in the fields of banking and finance, with many articles being published in national news papers and magazines.

Mr. Dinesh Jain

Managing Director & Chief Executive Officer

Mr. Jain is classic Entrepreneur who over the past 40 years has led many successful businesses in India, in the financial space and other growing sectors.
Mr. Jain has been involved in Indian capital markets and asset trading since the very moments of the inceptions of these activities in India. He pioneered many businesses that are now standard fare.
In his role with AUM Capital Mr. Jain brings his vast financial experience coupled with a greater role to guide the business while ensuring responsibility, transparency, honesty, mentoring, and ensuring client goodwill.
A learner for life, his quest for knowledge has driven him to explore various fields and he has added several educational accolades to his name which includes Ph.D, FCA, ACS, ACMA, IFRS, M.Com., MA, LLB, CFP, MBA and DHR.

Mr. Devi Prasad Chatterjee

Director

A Mechanical Engineer from IIT, Chennai and a Master in Business Administration (Finance) from University of Cincinnati, Ohio, USA.
He has rich experience of about 35 years in banking & Finance and worked in various leading capacities in a Nationalized Bank, last being the General Manager. His specialized knowledge and skill in Business development, International Banking, Credit dispensation, Risk Management and Inspection & Audit is always considered as additional strength to the Board of our company.
He was an associated member in the Sub committee of Indian Bank’s Association on 'Integrated Risk Management'. He was also a member in the Bankers’ Group on BASEL II implementation & Risk Management constituted by Indian Bank Association. His contribution in the informal group set up by RBI on “HRD Efforts in Risk Management” was significant.
He has authored modules on ‘Risk Management’ and ‘Bank Financial Management’ for Indian Institute of Banking & Finance.
He has been imparting training to the senior Management cadres in several institutions, as guest faculty.

Mr. Aditya Vikram Choudhary

Director

Mr. Choudhary comes to the Board with a varied and successful Financial background.
Currently, Mr. Choudhary is responsible for developing our Wealth Management and HNI businesses at AUM Capital. Aditya was heavily involved in his family business of Jute, Tea and Textiles.

AUM CAPITAL (Your trust is our wealth)

ABOUT US

our company

Governance

Confidentiality of Information

Company Assets

Compliance of Law

Mr. Bijay Krishna Datta

Mr. Dinesh Jain

Mr. Devi Prasad Chatterjee

Mr. Aditya Vikram Choudhary

AUM CAPITAL

PRODUCT & SERVICES

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