ABOUT US

our company

With a strong intellectual base coupled with an un-paralleled bouquet of products and services, AUM Capital is the preferred and trusted advisor for HNIs, Family offices, Corporate Treasuries, and Institutions across India.

We specialize in Wealth management and Fixed income broking and distribution, with a 360-degree approach to address client needs. Our core practice of fair dealing complements our motto – “Your Trust is Our Wealth”.

Headquartered in Kolkata and branches across India, we have become a household name among Treasury teams and CFOs. Our skilled and committed team of professionals ensures maximum advantage for our customers and business partners.

Our core offerings include Wealth management and Fixed income, along-with our allied services of Capital markets broking, Corporate Finance & Advisory, Trade finance, Insurance broking by our subsidiary.

We at AUM aspire to provide bespoke solutions for all your Financial needs backed by Ethics, Transparency and Knowledge-backed delivery.

AUM Capital is committed to upholding the highest standards of corporate governance and ethical conduct.

The Board of Directors and the Managing Director, ensure adherence of the firm to the Corporate Governance Best Practices.

The Board of Directors at AUM Capital recognize the importance of corporate governance practices that help ensure an environment of effective oversight and strong accountability.

The Board of Directors take the responsibility to ensure improvement and building of the company's strong corporate governance practices. It aims at providing oversight of the company's affairs in order to maintain the strong governance practices the company follows.

Policy File
Corporate Social Responsibility Policy Download

Mr. Bijay Krishna Datta

Chairman
  • Ex-Executive Director of UCO bank.
  • 45 years of global experience, spanning multiple roles and geographies.
  • Played an important role in implementation of UCO Bank's turn around strategy and was also the major force behind the maiden IPO of UCO Bank in 2004.
  • Held the position of Nominee Director representing Govt. of India in the Board of Industrial Investment Bank of India (IIBI).
  • A prolific writer in the fields of banking and finance, with many articles being published in national news papers and magazines.
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Mr. Dinesh Jain

Managing Director & Chief Executive Officer
  • Mr. Jain is classic Entrepreneur who over the past 40 years has led many successful businesses in India, in the financial space and other growing sectors.
  • Mr. Jain has been involved in Indian capital markets and asset trading since the very moments of the inceptions of these activities in India. He pioneered many businesses that are now standard fare.
  • In his role with AUM Capital Mr. Jain brings his vast financial experience coupled with a greater role to guide the business while ensuring responsibility, transparency, honesty, mentoring, and ensuring client goodwill.
  • A learner for life, his quest for knowledge has driven him to explore various fields and he has added several educational accolades to his name which includes Ph.D, FCA, ACS, ACMA, IFRS, M.Com., MA, LLB, CFP, MBA and DHR.
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Mr. Devi Prasad Chatterjee

Director
  • A Mechanical Engineer from IIT, Chennai and a Master in Business Administration (Finance) from University of Cincinnati, Ohio, USA.
  • He has rich experience of about 35 years in banking & Finance and worked in various leading capacities in a Nationalized Bank, last being the General Manager. His specialized knowledge and skill in Business development, International Banking, Credit dispensation, Risk Management and Inspection & Audit is always considered as additional strength to the Board of our company.
  • He was an associated member in the Sub committee of Indian Bank’s Association on 'Integrated Risk Management'. He was also a member in the Bankers’ Group on BASEL II implementation & Risk Management constituted by Indian Bank Association. His contribution in the informal group set up by RBI on “HRD Efforts in Risk Management” was significant.
  • He has authored modules on ‘Risk Management’ and ‘Bank Financial Management’ for Indian Institute of Banking & Finance.
  • He has been imparting training to the senior Management cadres in several institutions, as guest faculty.
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Mr. Aditya Vikram Choudhary

Director
  • Mr. Choudhary comes to the Board with a varied and successful Financial background.
  • Currently, Mr. Choudhary is responsible for developing our Wealth Management and HNI businesses at AUM Capital. Aditya was heavily involved in his family business of Jute, Tea and Textiles.
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Attention Investors KYCIPO
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"Attention Investors

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.

2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

3. Pay 20% upfront margin of the transaction value to trade in cash market segment.

4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

6.Dear Investor,
As you are aware, under the rapidly evolving dynamics of financial markets, it is crucial for investors to remain updated and well-informed about various aspects of investing in securities market. In this connection, please find a link to the BSE Investor Protection Fund website where you will find some useful educative material in the form of text and videos, so as to become an informed investor.
https://www.bseipf.com/investors_education.html
We believe that an educated investor is a protected investor !!!

.......... Issued in the interest of Investors"

REGISTERED OFFICE

226/1, AJC Bose Road, Trinity, 3rd Floor, Unit No. 3G, Kolkata 700020,India.

Copyrights @ 2015 C AUM Capital Mkt. Pvt. Ltd. All Rights Reserved
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AUM Capital Market Pvt Ltd :SEBI Single Registration Number : INZ000185431 [ NSE : CM, FO, CD , BSE CM, FO , CD, MCX(COMMODITY), NSE & BSE COMMODITY, Registered Member Code: 12764 (NSE), 3180(BSE), 56505 (MCX). AMFI ARN. No. 64606 Depository Participant : NSDL : DP Id: IN304211, CDSL: SEBI Registration no. : IN-DP-CDSL-479-2008 DP Id: 12057800. Research Analyst SEBI Registration no.: INH300002423 CIN: U67120WB2005PTC103417
FOR ANY GRIEVANCE OR INVESTOR COMPLAINT, PLEASE MAIL US AT helpdesk@aumcap.com
Aum Capital Market Pvt. Ltd. is a distributor of Mutual Fund & IPOs.Investment in Securities is subject to market risk.

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