Trading in Equities with AUM Capital empowers & equips you with all the required prowess for smart investment decisions and serves all your investment needs. AUM Capital ensures a superlative trading experience by

  • Adherence to processes
  • Powerful Research & Analytics and
  • Some of the finest dealing rooms in the marketplace

The AUM Capital Edge

  • Pan India footprint
  • Powerful research and analytics supported by a pool of highly skilled research analysts
  • Ethical business practices
  • Offline/Online delivery models

Online facility to view client collateral lying with the TM

Dear Investor,

SEBI vide circular SEBI/HO/MRD2_DCAP/CIR/2021/0598 dated July 20, 2021 and NSE / NCL vide its circulars NCL/CMPL/49348 dated August 20, 2021, NCL/CMPL/49640 dated September 17, 2021 and NCL/CMPL/49764 dated September 29, 2021 has put in place a framework for Segregation and Monitoring of Collateral at Client Level.

In accordance with aforesaid circular and with a view to provide visibility of client-wise collateral, Clearing Corporations have provided a web portal facility to allow investors to view their disaggregated collateral placed with Member and as reported by their registered Trading Member /Clearing Member.

The said facility will provide the following benefits:

Investors can verify/ validate the collaterals deposited by them with the members vis-à-vis the collaterals reported by members to clearing corporations.

Investors can also view break-up of their collateral lying with the trading member, clearing member and clearing corporations.

Visibility through web portal will bring transparency with respect to their collateral placed with trading member on daily basis in seamless manner.

Members are expected to submit the collateral details as at the end of business on a given day (say T) before 5:00 PM on next working day (T+1). Thus, the collateral details as reported by the Member for the registered investor would be available for viewing after 5:00 PM.

Investors can register with the respective clearing corporations and view the collateral details reported by the members for the previous five days.

Investors are requested to ensure that their email address and mobile number are updated by their Trading Members in UCI System of the Exchanges, as the same would be validated at the time of user registration to view the collateral details.

Investors may note that collaterals placed with Trading Member/Clearing Member in one form (e.g. cash) may have been passed on by the Trading Member to Clearing Member or by the Clearing Member to the Clearing Corporations in any other form (e.g. fixed deposit/ bank guarantee).

Investors are urged to regularly view the details of their collateral available with the respective clearing corporations and in case Investors find any discrepancy in the collateral deposited by them with their members and as reported by respective trading members/clearing members to clearing corporations, they are advised to take up the matter immediately with their trading member. In case of non-resolution of discrepancy by the trading member, Investors may intimate the same to the Exchange at email id free number 18002660050 (Option 5) or register an online complaint at

Thanks & Regards

AUM Capital Market Private Limited


AUM Commodities, a wholly owned subsidiary of AUM Capital Market Private Limited was initiated to spearhead Exchange based Commodity Trading. As a member of MCX, National Spot Exchange in both agri and non-agri commodities for Exchange based commodity trading backed by incisive dedicated research. AUM Commodities is one of the most preferred destination for commodity trading and research by discerning investors.

The AUM Commodities Edge
  • Pan India footprint
  • Ethical business practices
  • Offline/Online delivery models
For further details please get in touch with us


Aum Capital provides wealth management solutions for high-net-worth individuals, families & institutions, AUM Capital Wealth Management helps clients to build and preserve their financial wealth.

As investors become more evolved and sophisticated in their requirements for financial products and services, delivery standards need to keep pace. AUM Capital provides a strong platform towards providing unique wealth management solutions.

Strong experience, in-depth research & organized decision making investment and management processes make AUM Capital Wealth Management one of the strongest names in the segment. Some of the key highlights of our unique wealth management practices are:

  • Creating and implementing a unique strategy of long-short arbitrage which enables avoidance of excessive risk in volatile markets.
  • A superior research and investment process passing through multiple stages of filtering enabling extremely high grade quality in the process.
  • Providing access to innovative investment ideas and opportunities.
For further details please get in touch with us


AUM Capital, in the fixed income business deals in Sovereign Paper & money Market/Fixed Income Instruments. Broadly,

  • Dealing in all types of money market instruments viz. Commercial paper (Origination & Placement), Certificate of Deposit and Treasury Bills both in Primary and Secondary market.
  • Dealing in Government securities and other PSU/ Corporate bonds with counterparties like Banks, Primary Dealers, Mutual Funds, Insurance Companies, Regional Rural Banks, Cooperative Banks, Central & State PSUs, Housing Finance Companies, NBFCs & Corporate.
  • Retailing of Central, State Government Securities
  • Advisory Services to PF Trusts.
  • Arrangers for Private placement of Bonds & placing it with Banks, Mutual funds, Insurance Companies & Corporate.
  • Raising of capital by way of Initial Public Offerings (IPO) and Follow-on Public Offerings (FPO).
For further details please get in touch with us


AUM Capital, a wealth management and financial services provider, provides services to Exporters and Importers in the following domains:

  • Trade Finance - LC opening, Buyer’s Credits, Supplier’s Credits, Bill Discounting etc. from both Indian and foreign banks, thus presenting a true solution and the best options to our clients. Some of the biggest business houses and PSU’s in India use AUM services for our unmatched quotes and seamless 24/7 help desk facility.
  • Currency Hedging - State of the art infrastructure for execution and along with experienced research analysts, AUM can devise hedging strategies for clients exposed to FOREX risk, particularly Exporters and Importers. Some of the benefits to hedge currency risks on futures exchanges with AUM are:
The AUM Capital advantage
  • Research team comprises of experienced professionals with deep understanding of, and global experience in, managing derivatives.
  • Superior infrastructure ensuring superior and seamless trade execution.
  • Competitive low cost brokerage.
Why AUM Capital
  • Experienced professionals with true local and global reach.
  • Unmatched rates and quotes across industry and banks for our clients.
  • 24/7 helpdesk facility for all our clients dealing with export and import transactions.
  • Dedicated staff designated to our clients ensuring seamless relationship management.
For further details please get in touch with us


The deliverability and structure of debt is usually key to meeting that long term growth objectives. Our experience and market presence gives us intimate knowledge of the appropriate financing options. Our wide range of advisory services in this domain include:

  • Advising corporations, institutions and sovereign entities on the structure of new debt issues and the refinancing of existing obligations.
  • Advising on debt market opportunities and conditions.
  • Providing advice and structuring of acquisition finance for different types of corporate transactions including mergers and acquisitions and leveraged buyouts.
  • Providing advice on refinancing of acquisitions to replace short-term finance with more efficient long-term approaches from the banking or capital markets.
  • Creating and supporting the implementation of tax-efficient financing, including both domestic and cross-border leasing transactions.
  • Providing advice on refinancing of asset-based businesses and the design and financing of novel service offerings in vendor financing.

At AUM Capital, our advice is supported by a true understanding of the issues and challenges faced our clients, connectivity with the financial markets, deep sector knowledge and a skilled negotiation prowess.

For further details please get in touch with us


The Resources Trading Group is a procurer and supplier of a broad range of commodities and other raw materials that are sold either into the Indian market or sold by our partners globally. The Resources Trading Group brings to India a comprehensive network of global relationships looking to do business with India or Indian companies.

We pride ourselves on bringing together potential counterparts who are producers or commercial consumers, supporting this by fostering relationships between these parties and being involved through the entire search and transaction execution process.

Our aim is to develop a reputation of professionalism, reliability and integrity that is second to none in the Indian market. Our relationships come from all over the world and include partners involved in Metals and Minerals, Food and Food Processing, Coal and Agricultural Products.

AUM Capital is a leading asset manager for institutions, individuals and financial intermediaries. Our investment professionals provide strategies that span the full spectrum of asset classes including equity, fixed income, cash liquidity, currency, real estate, infrastructure, hedge funds and private equity.

  • Trade Facilitation - Matching demand and supply needs of importers and exporters globally across commodities and products. From chemicals and fertilizers to essential commodities, AUM Capital helps importers and exporters globally to locate supply sources and buyers towards the same.
  • Duty Credit Scrip - Duty Credit Scrips are incentives given by GOI for promotion of exports. Importers may use this Duty Credit Scrips for payment of Custom Duty, etc.

Aum Capital helps both the exporters and importers who want to sell and buy these Scrips by facilitating the deal between them.

For further details please get in touch with us


AUM Bima Suraksha Broking Private Limited, a wholly owned subsidiary of AUM Capital Market Private Limited is a direct insurance broker in the life and general segments.

With an insurance broker license from the Insurance Regulatory Development Authority (IRDA) of India , AUM Bima Suraksha Broking Pvt.Limited has strived to create a reputation adhering to best practices.

For investors and clients seeking insurance cover, AUM Bima Suraksha provides a wide plethora of services and products across segments. AUM Bima Suraksha is a registered broker with almost all the major insurance providers in India and provides clients a huge variety in offering.

Our Vision

To be a nationally respected insurance broker , by standards of which, existing insurance brokers and new entrants benchmark themselves.

Our Mission

To evolve into a firm that bases its foundations on the ideals of ethics, fair practices and model customer centric policies, thus paving the ground towards developing into a model insurance brokerage firm.

Download 'Best Practices' for Insurance Broking For further details please get in touch with us


Investment Banking is performing a bouquet of financial services to Corporate, Institutional & HNI clients including aiding in the sale of debt & securities, facilitating mergers and other corporate re-organisations.

Aum Capital provide advisory to HNIs, institutions and corporate to manage and grow income & business by understanding their needs and offering solutions comprising M&A advisory, IPO advisory, Debt & Equity Capital Market advisory, PE advisory and others

For further details please get in touch with us


The real estate sector is one of the most globally recognised sectors. In the country, it is the second largest employment generator after agriculture. The growth of this sector is well complemented by the economic growth of the country and rapid urbanization. Ours is a rich demography and household demand is growing at a good pace as more than 30% of the population is under the age group of less than 35 years igniting such demand.

According to data released by Department of Industrial Policy and Promotion (DIPP), the construction development sector in India has received foreign direct investment (FDI) equity inflows to the tune of US$ 23,874.1 million in the period April 2000-September 2014. With the introduction of REITs, it is expected to nurture the green shoots visible in the Indian commercial real estate sector.

The Indian real estate market size is expected to touch US$ 180 billion by 2020. The housing sector alone contributes 5-6 per cent to the country's gross domestic product (GDP). Also, in the period FY08-20, the market size of this sector is expected to increase at a compound annual growth rate (CAGR) of 11.2 per cent. With GOI putting focus on building smart cities & infrastructure and with its ‘Act East Policy’, future of Real Estate industry is very bright.

For customers to gain in the field of Real Estate, Aum Capital provides exclusive advisory services like Property Buy & Sell, Rental Income and Soft Launches. Company is also associated with all the big prominent reality developers.

For further details please get in touch with us

AUM Solutions

AUM Capital delivers to our clients an integrated advisory approach that draws upon our strengths in providing strategic and tactical expertise, global reach, critical industry knowledge, structuring and financing innovations and solutions.

Whether it be a joint venture, merger or acquisition, or asset and liability management, AUM Capital can provide knowledge for firms who want to strategically manage their business. In today’s highly correlated and intertwined markets, the ability to understand risks and implement strategies is vital.

Attention Investors KYCIPO
"Attention Investors

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.

2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

3. Pay 20% upfront margin of the transaction value to trade in cash market segment.

4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

6.Dear Investor,
As you are aware, under the rapidly evolving dynamics of financial markets, it is crucial for investors to remain updated and well-informed about various aspects of investing in securities market. In this connection, please find a link to the BSE Investor Protection Fund website where you will find some useful educative material in the form of text and videos, so as to become an informed investor.
We believe that an educated investor is a protected investor !!!

.......... Issued in the interest of Investors"


226/1, AJC Bose Road, Trinity, 3rd Floor, Unit No. 3G, Kolkata 700020,India.

Copyrights @ 2015 C AUM Capital Mkt. Pvt. Ltd. All Rights Reserved
Designed , Developed & Content Powered by   Accord Fintech Pvt. Ltd.

AUM Capital Market Pvt Ltd :SEBI Single Registration Number : INZ000185431 [ NSE : CM, FO, CD , BSE CM, FO , CD, MCX(COMMODITY), NSE & BSE COMMODITY, Registered Member Code: 12764 (NSE), 3180(BSE), 56505 (MCX). AMFI ARN. No. 64606 Depository Participant : NSDL : DP Id: IN304211, CDSL: SEBI Registration no. : IN-DP-CDSL-479-2008 DP Id: 12057800. Research Analyst SEBI Registration no.: INH300002423 CIN: U67120WB2005PTC103417
Aum Capital Market Pvt. Ltd. is a distributor of Mutual Fund & IPOs.Investment in Securities is subject to market risk.

VISIT COUNT     126076


Filling complaints on SCORES Easy & quick

  • > Register on SCORES portal
  • > Mandatory details for filling complaints on SCORES
    • Name
    • PAN
    • Address
    • Mobile Number
    • E-mail ID
  • > Benefits:
    • Effective communication
    • Speedy redressal of the grievances